Barker,Foben “Lo Trouble Again: Delawate Indietls Finsl Jersey Securiliea. " Baron's (Ociober 20,1986):51,67. •260, CEO 賀庫 SOwLEDGE CEC智庫ww ceoknowl edge.con
參考書日 Cerere, Linde." Let the Seller Beware. "(0n the Docket column) Forbes(Septerber 22, 1986):96. Hyalt,James C."SEC Says Statton Oakmont Manipulatess Stock Prices, Uses ' Boiler Room' Tactics. " The Wall Sireet Joumnal (Manch 23.1992). Lantler,Mark,and Julia Flynn."The Penny - Stock Eoys Ait Back. " Busjmexs Week (July 20,1992):76-78. McMuney, Scat. “First Jensey and Chairan Brennan Again Sued by SEC on Fraud Charges." The Wiall Street Jourral(Nowcmber 1,1985). MeMuray, Sout. "Firsk Jersey Securties, SEC Setle Feud; Charges Dismissed Aller 10 - Year Inquiry. " Te Wil! Seree Journak (November 21,1984). Mchlunay•Srotl."NASD Reactivales Charges Againsi Firm,Preaident. " The Wad! Streee Jorna! (March 26,1985). Newman. Amne, “NASD Bars 2 Arizona Broker for Selling Worthless Stork."The Widl Sirees Jourral(Auglal 28,1992). Nosrris, Floyd. "Cklahorha Twisler: The Crash of a Seall Siok Levels Broker and Curioner." Baron's(March I1 .1985): 150t. Oulear. Kauhleen. High Secpers, Fullen Angcks and Lollyoops:A Word Book. New York: Henry Hol: and Company,1988. PParsalar, Anly,snd Bruee Ingersoll. " First Jereey Securiies, Chaim an Probed in Case of Alleged llegal Contrbutions." The Ficll Street Journa!(Aprid 17.1985). Penn,Stanles."Some Disappearing Dacuments Stir a Figbe ReIween SEC.First Jssey."The Wall Surect Jottal (February 7, 1983). Poule: Claire, "Hellu.Sucker." Forbes (March 30, 1992):58- • 261• CEO 智庫 KNOWLEDGE ceoknowedge.com CEC智庫ww ceoknow edge.con
Invesimenl Husons 60. Power,William."Kobert Brennan, Fimm He Comlrols Are Sued by Holder. " The Wall Sureet Journal (August 19,1986). Salwen,Kerin C. "Penny - Stock Swinller Are Using HigherPriced Bail." The WFill Stroet Journal (August 26,1992). Seholl,Jaye. "Off w the Races?"Furher Adventures of Robert Bremnan and First Jersey Securities. Barron's(March 28,1983):8ff. Schol. Jaye,andl lawrence J. Tell."Not So Fond Farewell? Firal Jersey'a Rober Brennan Exits, Unsmibng." Barron's(Augus. 11. 1986):11 Saith, Randall. "Finsl Jeusey Securilies Gets More: Pressure from U.S, as Emplayces Are Indicted." The Wall Srreer jouraf (December 3,1985). Stewant, James B. "Frst Jersey Serurities' Brennan Hesigns Two Tope Positious at Fast - Growing Firm." The Wiall Sureet Journal (August 7,1985). Swarz, Steve, and Priscilla Am Smitl. "Finst Jesey Secouritiess to Sell lis Retail Lines." The Walt Suree Jourral (December 24.1986). Tell, Lawzence J."'Grood Luck, Hernes'; SEC Lawers the Boom on Mullivesl." Burron'st February 27,1984):60. Totly,Michael."Claim io Make Gold from Sand Brings Lawsuit." The Fafl Sireet Jourund November 1, 1988). The Wall Sureet Joumnak, "Firsn Jersey Securities Aide ls Found Guilty of Obstructing Probe."(Patober 10. 1986). The Woll Street Joumual. "First Jersey Securities and President Actused of Stouck Fraud by SEC."(Jamoary 17,1983). The Wall Streed Jourmal. "First Jersey Securilies Had Oversigh! •262, CEO 智庫 <NOWLEDGE soknow/ed5e.cd CEC智庫www ceoknow edge.con
參考書目 Cags, A consuliank Findds."(June 18.1985). The Wiskt Strer Journol. "First Jeney Securties' Legal Adviser Fesigns over Coullici Jssue." (February 9, 1983). The Fall Surex Jvuraal. "Firsl Jersey Securities' Trading in 4 Stocks Questioned in Report."(December 19, 1986), The Wall Street Jourwal. "Murias Comtroditics Inc. Found Guilly of Chuming. "(Noventber 22,1988). The Wiall Sirser Joumal. “New Jersey Brokeroge Is Finedt by NASD, Bamred Firurn lndusiry."(April 28.1988). The Wall Stret Jourral." Reguators' Dala on Finsl Jersey Again Are Missing."(Nowenber 21,1985). The Wiudl Sureed Jourral."SEC Accuses Stuarl - James of Breaking Secuities Law."!April I1,1989). Weiss, Cay. "J. David' s Legacy : Invcstors Sue Wall Sueet firns." Bamun 's(May 21.1984):28. Weiss,Cary. “Rematch: The ShC and First Jerey Clash Agsin. " Barron's{Novereber 4,1985):79. Wyatl, Edwanl A. "The Comebark Kid : Bob Bremnan ls Onice Again Wheeling and lDealing. " Ba.ron's(July 20.1992):14,15-57.